Regulatory Information

Authorisation

Vance Capital Advisory is authorised and regulated by the Financial Conduct Authority (FCA). Firm Reference Number: Pending — available on request.

Our permitted activities include providing investment advice and related regulated services to retail and professional clients in the United Kingdom.

Principal adviser

Marcus Vance, CFA, is the Principal Wealth Adviser. He holds the Chartered Financial Analyst (CFA) designation and is subject to FCA individual conduct rules.

Client disclosures

Before you engage our services, we will provide our client agreement, fee schedule, and any applicable regulatory disclosures in writing.

These documents describe the scope of advice, how we are remunerated, our complaints procedure, and your rights as a client.

Financial Services Compensation Scheme

Depending on the nature of the financial products involved, you may be entitled to compensation from the Financial Services Compensation Scheme (FSCS) if we are unable to meet our obligations.

Eligibility, limits, and conditions apply. Further information is available at fscs.org.uk.

Verify our registration

You can search for our firm on the FCA Register using our firm name or reference number.